The following organizations are members of the Research Prime Platform
As registered representatives of IRC Securities, our analysts must follow IRC Securities' Written Supervisory Procedures. Notable compliance policies include
(1) prohibition of insider trading or the facilitation thereof,
(2) maintaining client confidentiality,
(3) archival of electronic communications, and
(4) appropriate use of electronic communications, amongst other compliance related policies.
The research is reviewed and approved prior to distribution by IRC Securities’ supervisory analysts.
Compliance documents are available upon request.